Risk, Compliance and Legal Officer

COMPANY OVERVIEW 
JAC's client is a international company looking for a Legal and Compliance Officer

Report to: Legal and Compliance Head

Location: Ho Chi Minh City


JOB RESPONSIBILITIES
 

• Conduct continuous and periodic monitoring according to the Compliance Loss Reduction Plan to ensure compliance with internal regulations, policies, and guidelines, identify/prevent non compliance/violations, and propose improvement/remedial actions for departments within the company

 

• Responsible for daily investment monitoring through Aladdin and compliance reports, including communication with the Group to encode new/modified rules, daily access and review of compliance tracking, alerting fund managers to potential deviations/violations, presenting and monitoring deviations/violations.)

 

• Promote and encourage a strong compliance culture throughout the company

 

• Provide support to the Legal and Compliance Head and reduce monitoring and reporting related to risk management issues.

 

• Provide legal support to all other functions, including legal advice and review of documents/contracts

 

• Assist the Legal and Compliance Head in reporting to clients, local regulatory authorities, and the Headquarters, coordinate during audits, inspections, quality assurance assessments, and conduct compliance training for employees.

 

• Other tasks as assigned

JOB REQUIREMENTS 
 

• Education: Minimum of a Bachelor of Laws

 

• At least 3 years of experience working in the legal field within a multinational financial services organization

 

• Strong influencing skills and ability to engage and gain respect from colleagues

 

• Analytical and problem-solving skills

 

• Ability to work independently and as part of a team as well as with mixed audiences of highly qualified legal and policy experts

 

• Strong communication skills in both English and Vietnamese

 

• Teamwork skills and professional attitude

Apply online or feel free to contact me directly for more information about this opportunity. Due to the high volume of applicants, we regret to inform you that only shortlisted candidates will be notified. Thank you for your understanding.

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